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HOW TO CREATE A MODERN COMPLIANCE PROGRAM

Published by: Behavox

The year of 2020 changed compliance forever.
When investment professionals started to work from home, across an expanded and decentralized risk map, compliance teams quickly discovered they were ill-equipped to aggregate and analyze the thousands of emails, chat messages, texts and hours of phone calls that traders make every month. Legacy compliance solutions began to cause a backlog of alerts and exposed firms to unnecessary risks.
A more modern compliance program is required.
In this white paper, you'll learn:
1. The importance of big data, AI and machine learning in creating a modern compliance program
2. The risks of a random sampling approach to monitoring communications
3. How technology can be used to triangulate compliance training

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Lang: ENG
Type: Whitepaper Length: 11 pages

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